TOWERBROOK CAPITAL PARTNERS (U.K.) LLP
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
1 St. James's MarketCarlton St.LondonSW1Y 4AHUNITED KINGDOM- Phone
- +4402074512018
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Complaints Contact
1 St. James's MarketCarlton St.LondonSW1Y 4AHUNITED KINGDOM- Phone
- +4402074512018
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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. Towerbrook Capital Partners Limited
IRN XXT01181
- SMF27 Partner (since 9 Dec 2019)
- CF4 Partner (6 Apr 2017 to 8 Dec 2019)
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Abrielle Rosenthal
IRN AXR02536
- SMF27 Partner (since 24 Feb 2026)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- CF10 Compliance Oversight (15 Jul 2015 to 8 Dec 2019)
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Adam Michael McLain
IRN AMM01325
- CF30 Customer (25 Jan 2013 to 28 Jan 2015)
- CF4 Partner (25 Jan 2013 to 28 Jan 2015)
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Alastair Albert David Balfour
IRN AAB01085
- CF4 Partner (16 Sep 2013 to 7 Apr 2014)
- CF30 Customer (22 Sep 2009 to 17 Apr 2015)
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Alberto Nebuloni
IRN AXN16052
- [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2023)
- CF30 Customer (1 Jul 2019 to 8 Dec 2019)
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Alessandro Alberto Luongo
IRN AAL01042
- CF30 Customer (1 Nov 2007 to 1 Jan 2013)
- CF21 Investment Adviser (27 Sep 2006 to 31 Oct 2007)
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Alexander Noel Walsh
IRN ANW01033
- SMF27 Partner (9 Dec 2019 to 13 Sep 2021)
- CF4 Partner (23 Apr 2019 to 8 Dec 2019)
- CF30 Customer (18 Jun 2015 to 8 Dec 2019)
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Alexis Spenle
IRN AXS00675
- [FCA CF] Client dealing (since 1 Jul 2020)
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Alicia Corbin
IRN AXC02581
- SMF27 Partner (since 4 May 2021)
- [FCA CF] Client dealing (since 1 Jan 2021)
- CF30 Customer (4 Jul 2018 to 8 Dec 2019)
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Anita Gale Fairbairn
IRN AGF01015
- CF28 Systems and controls (1 Nov 2007 to 19 Dec 2007)
- CF13 Finance (30 Mar 2005 to 31 Oct 2007)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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TowerBrook Financial, L.P.
FRN 576166 · Appointed 28 Feb 2012 · Tied agent
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.