TOWERBROOK CAPITAL PARTNERS (U.K.) LLP
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
1 St. James's MarketCarlton St.LondonSW1Y 4AHUNITED KINGDOM- Phone
- +4402074512018
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Complaints Contact
1 St. James's MarketCarlton St.LondonSW1Y 4AHUNITED KINGDOM- Phone
- +4402074512018
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Anna Gabriella Johanna Miller
IRN JXM02861
- CF30 Customer (14 May 2015 to 24 Jul 2018)
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Anthony O'carroll
IRN AXO01276
- CF30 Customer (10 Mar 2009 to 3 Jan 2012)
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Arne Uekoetter
IRN AXU00025
- [FCA CF] Client dealing (13 Oct 2020 to 31 Dec 2023)
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Axel Meyersiek
IRN AXM01714
- CF4 Partner (15 Feb 2008 to 11 Jan 2017)
- CF30 Customer (1 Nov 2007 to 11 Jan 2017)
- CF21 Investment Adviser (30 Mar 2005 to 31 Oct 2007)
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Carl Niclas Gabran
IRN CNG01005
- CF30 Customer (1 Nov 2007 to 1 Jan 2013)
- CF4 Partner (30 Mar 2005 to 1 Jan 2013)
- CF21 Investment Adviser (30 Mar 2005 to 31 Oct 2007)
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Christian Suess
IRN CXS02363
- CF30 Customer (6 Jun 2016 to 8 Dec 2019)
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Christian Unger
IRN CXU01024
- CF30 Customer (5 Sep 2008 to 26 Mar 2010)
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Christoph Lueneburger
IRN CXL01621
- SMF27 Partner (9 Dec 2019 to 8 Apr 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 8 Apr 2024)
- CF30 Customer (26 Jul 2017 to 8 Dec 2019)
- CF4 Partner (17 Aug 2015 to 8 Dec 2019)
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Christophe Pierce Defert
IRN CPD01047
- CF30 Customer (1 Nov 2007 to 11 Apr 2008)
- CF21 Investment Adviser (13 Sep 2005 to 31 Oct 2007)
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Clinton Randall Peterson
IRN CRP01036
- CF22 Investment Adviser (Trainee) (30 Mar 2005 to 25 Oct 2005)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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TowerBrook Financial, L.P.
FRN 576166 · Appointed 28 Feb 2012 · Tied agent
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.