TOWERBROOK CAPITAL PARTNERS (U.K.) LLP
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
1 St. James's MarketCarlton St.LondonSW1Y 4AHUNITED KINGDOM- Phone
- +4402074512018
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Complaints Contact
1 St. James's MarketCarlton St.LondonSW1Y 4AHUNITED KINGDOM- Phone
- +4402074512018
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Denis Nayshul
IRN DXN01198
- [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2021)
- CF30 Customer (10 Jan 2013 to 8 Dec 2019)
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Edouard Andre Peugeot
IRN EAP01038
- SMF27 Partner (since 17 Feb 2022)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (15 Nov 2011 to 8 Dec 2019)
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Elisabetta Ricci
IRN EXR01202
- CF30 Customer (22 Sep 2009 to 3 Apr 2017)
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Fahd Elkadiri
IRN FXE01095
- SMF27 Partner (since 16 Jan 2023)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (7 Feb 2014 to 8 Dec 2019)
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Filippo John Cardini
IRN FJC01019
- SMF27 Partner (since 9 Dec 2019)
- CF3 Chief Executive (AR) (since 6 Mar 2012)
- CF1 Director (AR) (since 6 Mar 2012)
- CF30 Customer (since 1 Nov 2007)
- CF28 Systems and controls (19 Dec 2007 to 8 Dec 2019)
- CF21 Investment Adviser (20 Jul 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (13 Sep 2005 to 20 Jul 2007)
- CF11 Money Laundering Reporting (30 Mar 2005 to 19 Jan 2016)
- CF10 Compliance Oversight (30 Mar 2005 to 8 Sep 2015)
- CF4 Partner (30 Mar 2005 to 8 Dec 2019)
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Frank Felix Werdin
IRN FFW01002
- CF30 Customer (8 Dec 2010 to 5 May 2015)
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Gabriele Todesca
IRN GXT01152
- CF21 Investment Adviser (30 Mar 2005 to 30 Mar 2005)
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Gavin William Chittick
IRN GWC01056
- CF4 Partner (12 Sep 2013 to 7 Apr 2014)
- CF30 Customer (26 Mar 2009 to 1 Jul 2016)
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Glenn Miller
IRN GXM00789
- SMF27 Partner (since 1 Jan 2026)
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Gordon Andrew Holmes
IRN GAH01146
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- CF30 Customer (28 Jul 2010 to 8 Dec 2019)
- CF4 Partner (28 Jul 2010 to 8 Dec 2019)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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TowerBrook Financial, L.P.
FRN 576166 · Appointed 28 Feb 2012 · Tied agent
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.