TOWERBROOK CAPITAL PARTNERS (U.K.) LLP

• Principal Place of Business

  1 St. James's Market

  Carlton St.

  London

  SW1Y 4AH

  UNITED KINGDOM

  Phone

  +4402074512018

  Web

  https://www.towerbrook.com

• Complaints Contact

  1 St. James's Market

  Carlton St.

  London

  SW1Y 4AH

  UNITED KINGDOM

  Phone

  +4402074512018

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Heloise Gautier

  IRN HXG00094

  • [FCA CF] Client dealing (since 5 Nov 2021)
• Hugh James Wallis Harper

  IRN HJH01054

  • CF30 Customer (3 Feb 2012 to 3 Feb 2014)
  • CF4 Partner (3 Feb 2012 to 3 Feb 2014)
• Ignacio Pallas Margenat

  IRN IXP00044

  • [FCA CF] Client dealing (1 Jul 2020 to 30 Jun 2023)
• Irmo Holslag

  IRN IXH01192

  • CF30 Customer (17 Sep 2008 to 14 Jan 2013)
• Jacqueline Taiwo

  IRN JXT00281

  • [FCA CF] Client dealing (1 Jan 2020 to 1 Apr 2022)
• Jamaria Kong

  IRN JXK00224

  • SMF27 Partner (since 25 Jan 2023)
  • [FCA CF] Client dealing (since 1 Jan 2020)
• James Alexander Harrison

  IRN JAH01207

  • CF30 Customer (1 Nov 2007 to 31 Dec 2007)
  • CF4 Partner (30 Mar 2005 to 31 Dec 2007)
  • CF21 Investment Adviser (30 Mar 2005 to 31 Oct 2007)
• Jean Joseph Pierre Georges Rollier

  IRN JJR01085

  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF4 Partner (27 Nov 2019 to 8 Dec 2019)
  • CF30 Customer (27 Nov 2019 to 8 Dec 2019)
• Jennifer Glassman

  IRN JXG00521

  • SMF27 Partner (since 2 Sep 2022)
• Jeroen Arnout Bischops

  IRN JAB01502

  • CF30 Customer (26 May 2017 to 8 Dec 2019)

• TowerBrook Financial, L.P.

  FRN 576166 · Appointed 28 Feb 2012 · Tied agent

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