Alexander Noel Walsh

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Blackstone Europe LLP
FRN 520839
- [FCA CF] Client dealing (since 14 Mar 2022)
- [FCA CF] Manager of certification employee (since 14 Mar 2022)
TOWERBROOK CAPITAL PARTNERS (U.K.) LLP (no longer approved here)
FRN 416020
- SMF27 Partner (9 Dec 2019 to 13 Sep 2021)
- CF4 Partner (23 Apr 2019 to 8 Dec 2019)
- CF30 Customer (18 Jun 2015 to 8 Dec 2019)
CapVest Partners LLP (no longer approved here)
FRN 495991
- CF30 Customer (7 Apr 2014 to 2 Jun 2015)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- CF21 Investment Adviser (2 Jan 2007 to 4 Sep 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.