Date authorised
12 January 2016
Companies House
OC399253
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    5-10 Bolton Street
    London
    W1J 8BA
    UNITED KINGDOM
    Phone
    +442072345989
  • Complaints Contact

    5-10 Bolton Street
    London
    W1J 8BA
    UNITED KINGDOM
    Phone
    +442072345989

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Anders Gustav Berger

    IRN AGB01172

    • [FCA CF] Client dealing (1 Dec 2020 to 30 Nov 2023)
  • Carl Niclas Gabran

    IRN CNG01005

    • [FCA CF] Client dealing (since 3 Dec 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (12 Jan 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (12 Jan 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (12 Jan 2016 to 8 Dec 2019)
    • CF4 Partner (12 Jan 2016 to 8 Dec 2019)
  • Daniel Konrad Mytnik

    IRN DKM01031

    • [FCA CF] Client dealing (since 3 Dec 2020)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (12 Jan 2016 to 8 Dec 2019)
    • CF30 Customer (12 Jan 2016 to 8 Dec 2019)
  • Otto Carl Christian Gernandt

    IRN OCG01004

    • [FCA CF] Client dealing (3 Dec 2020 to 31 Dec 2020)
    • CF30 Customer (14 Nov 2016 to 8 Dec 2019)
  • PHILIPP GUNTER MOHSEN SACHS

    IRN PGS01106

    • CF30 Customer (6 Oct 2016 to 9 Nov 2019)
  • Rachel Katharine Rees

    IRN RXR00106

    • [FCA CF] Material risk taker (since 3 Dec 2020)
  • Richard James

    IRN RXJ00201

    • [FCA CF] Client dealing (since 3 Dec 2025)
  • Thomas Robert Edward Fitzgerald

    IRN TRF01023

    • [FCA CF] Client dealing (since 3 Dec 2020)
    • CF30 Customer (4 Nov 2019 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.