Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 30 Jan 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 30 Jan 2026)
    • [FCA CF] Client dealing (since 24 Feb 2025)
  • AlTi Wealth Management (UK) Limited (no longer approved here)

    FRN 541713

    • [FCA CF] Client dealing (18 Jun 2024 to 27 Sep 2024)
    • [FCA CF] Manager of certification employee (18 Jun 2024 to 27 Sep 2024)
  • Agora Securities Limited (no longer approved here)

    FRN 769233

    • [FCA CF] Client dealing (19 Apr 2021 to 17 Feb 2023)
  • Linear Investments Limited (no longer approved here)

    FRN 537389

    • [FCA CF] Client dealing (9 Dec 2019 to 9 Apr 2021)
    • CF30 Customer (18 Dec 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.