Rosencroft Capital Management Limited

Date authorised
31 January 2025
Companies House
15809038
Last scraped
5 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Rosencroft Capital Management Limited
    Greycoat Stores
    10 Greycoat Place
    London
    SW1P 1SB
    UNITED KINGDOM
    Phone
    +442045915900
    Web
    https://www.rosencroftcapital.com

  • Complaints Contact

    Rosencroft Capital Management Limited
    Greycoat Stores
    10 Greycoat Place
    London
    SW1P 1SB
    UNITED KINGDOM
    Phone
    +442045915900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Agnes Catherine Harding

    IRN AXH01243

    • [FCA CF] Client dealing (since 24 Feb 2025)
  • Callan James Boyle

    IRN CXB09534

    • SMF16 Compliance Oversight (since 30 Jan 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 30 Jan 2026)
    • [FCA CF] Client dealing (since 24 Feb 2025)
  • Christopher Harry Turland

    IRN CHT01036

    • SMF16 Compliance Oversight (31 Jan 2025 to 29 Dec 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (31 Jan 2025 to 29 Dec 2025)
  • John Peter Clarke

    IRN JXC49632

    • [FCA CF] Client dealing (since 24 Feb 2025)
    • SMF1 Chief Executive (since 31 Jan 2025)
    • SMF3 Executive Director (since 31 Jan 2025)
  • Robert Daniel Leach

    IRN RDL01070

    • [FCA CF] Client dealing (since 24 Feb 2025)
    • SMF3 Executive Director (since 31 Jan 2025)
  • Sarah Angeloz

    IRN SXA01119

    • [FCA CF] Client dealing (since 22 May 2025)
  • Tatiana Clarke

    IRN TXC00481

    • [FCA CF] Client dealing (since 24 Feb 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.