Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 2 Jan 2026)
  • Rosencroft Capital Management Limited (no longer approved here)

    FRN 1018763

    • SMF17 Money Laundering Reporting Officer (MLRO) (31 Jan 2025 to 29 Dec 2025)
    • SMF16 Compliance Oversight (31 Jan 2025 to 29 Dec 2025)
  • Artham Partners LLP (no longer approved here)

    FRN 998702

    • SMF17 Money Laundering Reporting Officer (MLRO) (11 Jan 2024 to 30 Aug 2024)
    • SMF27 Partner (11 Jan 2024 to 30 Aug 2024)
    • SMF16 Compliance Oversight (11 Jan 2024 to 30 Aug 2024)
  • Marble Bar Asset Management LLP (no longer approved here)

    FRN 475857

    • CF30 Customer (27 Apr 2016 to 31 Mar 2017)
    • CF28 Systems and controls (14 Mar 2016 to 13 Feb 2017)
  • King Street (Europe) LLP (no longer approved here)

    FRN 432783

    • CF10 Compliance Oversight (9 Mar 2011 to 24 May 2013)
    • CF4 Partner (30 Dec 2009 to 24 May 2013)
    • CF11 Money Laundering Reporting (15 Jul 2009 to 24 May 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.