Bruce McIntyre

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

NovitasFTCL Limited
FRN 604675
- SMF3 Executive Director (since 26 May 2021)
- [FCA CF] Client dealing (since 8 Feb 2021)
IMAS Corporate Finance LLP (no longer approved here)
FRN 553889
- SMF27 Partner (9 Dec 2019 to 25 Jan 2021)
- CF30 Customer (1 Aug 2011 to 8 Dec 2019)
- CF4 Partner (1 Aug 2011 to 8 Dec 2019)
Canadian Imperial Bank of Commerce (no longer approved here)
FRN 141285
- CF23 Corporate Finance Adviser (3 Jul 2003 to 13 Nov 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.