NovitasFTCL Limited

Date authorised
8 October 2013
Companies House
08360208
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    70 Gracechurch Street
    London
    City Of London
    EC3V 0HR
    UNITED KINGDOM
    Phone
    +447771597889
    Web
    https://www.novitasftcl.com

  • Complaints Contact

    70 Gracechurch Street
    London
    City Of London
    EC3V 0HR
    UNITED KINGDOM
    Phone
    +447771597889

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexis Robert Thieriet

    IRN AXT00166

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF1 Director (8 Oct 2013 to 8 Dec 2019)
    • CF30 Customer (8 Oct 2013 to 8 Dec 2019)
    • CF10 Compliance Oversight (8 Oct 2013 to 8 Dec 2019)
    • CF3 Chief Executive (8 Oct 2013 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (8 Oct 2013 to 8 Dec 2019)
  • Bruce McIntyre

    IRN BXM01196

    • SMF3 Executive Director (since 26 May 2021)
    • [FCA CF] Client dealing (since 8 Feb 2021)
  • John Francis Gilligan

    IRN JFG01058

    • SMF3 Executive Director (9 Dec 2019 to 22 Jun 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 17 Jun 2024)
    • CF1 Director (1 Jan 2016 to 8 Dec 2019)
    • CF30 Customer (1 Jan 2016 to 8 Dec 2019)
  • Joseph George Singer

    IRN JXS04288

    • [FCA CF] Client dealing (since 24 Sep 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.