Alexis Robert Thieriet

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NovitasFTCL Limited

    FRN 604675

    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (8 Oct 2013 to 8 Dec 2019)
    • CF1 Director (8 Oct 2013 to 8 Dec 2019)
    • CF10 Compliance Oversight (8 Oct 2013 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (8 Oct 2013 to 8 Dec 2019)
    • CF3 Chief Executive (8 Oct 2013 to 8 Dec 2019)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF30 Customer (9 Nov 2012 to 16 Jan 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.