Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF9 Chair of the Governing Body (2 Mar 2021 to 7 May 2021)
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 10 Dec 2019)
- [FCA CF] Significant management (9 Dec 2019 to 17 Apr 2021)
- SMF11 Chair of the Audit Committee (10 Dec 2018 to 7 May 2021)
- SIMF11 Chair of the Audit Committee (7 Mar 2016 to 9 Dec 2018)
- SIMF14 Senior Independent Director (7 Mar 2016 to 8 May 2018)
- CF2 Non Executive Director (18 Jun 2009 to 6 Mar 2016)
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- [FCA CF] Significant management (9 Dec 2019 to 17 Apr 2021)
- SMF10 Chair of the Risk Committee (10 Dec 2018 to 29 Oct 2020)
- SMF9 Chair of the Governing Body (10 Dec 2018 to 17 Apr 2021)
- SIMF10 Chair of the Risk Committee (7 Mar 2016 to 9 Dec 2018)
- SIMF9 Chairman (7 Mar 2016 to 9 Dec 2018)
- CF2 Non Executive Director (27 Mar 2014 to 6 Mar 2016)
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- CF2 Non Executive Director (1 Dec 2001 to 16 Nov 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.