Date authorised
27 March 2014
Companies House
08614385
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Level 6,
    8 Bishopsgate
    London
    London
    EC2N 4BQ
    UNITED KINGDOM
    Phone
    +4402032078500
  • Complaints Contact

    Level 6,
    8 Bishopsgate
    London
    London
    EC2N 4BQ
    UNITED KINGDOM
    Phone
    +4402032078500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For All, Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For All, Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

  • Lloyd's Syndicate Management

    For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Agha Irfan Ul Haq

    IRN AIH01029

    • SMF2 Chief Finance (12 Apr 2023 to 31 Aug 2024)
  • Benjamin Gentsch

    IRN BXG01149

    • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 29 Mar 2018)
    • CF2 Non Executive Director (27 Mar 2014 to 6 Mar 2016)
  • Brian James George Hilton

    IRN BJH01080

    • [FCA CF] Significant management (9 Dec 2019 to 17 Apr 2021)
    • SMF10 Chair of the Risk Committee (10 Dec 2018 to 29 Oct 2020)
    • SMF9 Chair of the Governing Body (10 Dec 2018 to 17 Apr 2021)
    • SIMF9 Chairman (7 Mar 2016 to 9 Dec 2018)
    • SIMF10 Chair of the Risk Committee (7 Mar 2016 to 9 Dec 2018)
    • CF2 Non Executive Director (27 Mar 2014 to 6 Mar 2016)
  • Christopher James Beazley

    IRN CJB01408

    • SMF1 Chief Executive (since 28 Feb 2023)
    • Responsible for Insurance Distribution (since 28 Feb 2023)
  • David John Hindley

    IRN DJH01474

    • SMF11 Chair of the Audit Committee (10 Dec 2018 to 31 Jul 2019)
    • SIMF11 Chair of the Audit Committee (7 Mar 2016 to 9 Dec 2018)
    • CF2 Non Executive Director (27 Mar 2014 to 6 Mar 2016)
  • David Michael Reed

    IRN DMR01050

    • SMF10 Chair of the Risk Committee (since 23 Oct 2020)
    • [FCA CF] Significant management (since 15 Jun 2020)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 14 Jun 2020)
    • SIMF1 Chief Executive Function (7 Mar 2016 to 1 Sep 2018)
    • CF8 Apportionment and Oversight (3 Apr 2015 to 6 Mar 2016)
    • CF3 Chief Executive (3 Apr 2015 to 6 Mar 2016)
    • CF1 Director (3 Apr 2015 to 1 Sep 2018)
    • CF2 Non Executive Director (27 Mar 2014 to 3 Apr 2015)
  • Gillian Heather Phillips

    IRN GXP43369

    • SMF16 Compliance Oversight (since 11 Sep 2023)
    • [PRA CF] Key function holder (since 9 Dec 2019)
  • Henry Charles Mumme-Young

    IRN HXM00456

    • SMF23 Chief Underwriting Officer (since 14 Mar 2025)
  • Ian Maxwell Kirk

    IRN IXK00032

    • SMF9 Chair of the Governing Body (since 11 Jun 2021)
  • Ian Richard Mallery

    IRN IRM01041

    • [PRA CF] Key function holder (9 Dec 2019 to 5 Nov 2020)

Recent activity

Updates to this firm's record on the FCA register.

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