Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- (1)Employed By (since 17 Apr 2023)
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Rivermeads FM Ltd
FRN 970681
- (1)Employed By (since 28 Apr 2022)
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Kingsmead Financial Planning Ltd
FRN 630040
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- Appointed representative dealing with clients for which they require qualification (since 27 Mar 2021)
- [FCA CF] Functions requiring qualifications (since 27 Mar 2021)
- CF1 Director (AR) (since 12 Oct 2020)
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- CF30 Customer (22 Jan 2013 to 22 May 2014)
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- CF26 Customer Trading (1 Dec 2001 to 11 Sep 2006)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Sovereign Financial Management (Berkhamsted) Ltd
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controlled function added: (1)Employed By at Sovereign Financial Management (Berkhamsted) Ltd