Sovereign Financial Management (Berkhamsted) Ltd

FRN: 214207
Date authorised: 1 April 2013
Companies House: 05180491
Last scraped: 1 month ago

This firm operates as an appointed representative of Kingsmead Financial Planning Ltd. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Copt Hall Farm House

Church Lane

Hunsdon

Ware

Hertfordshire

SG12 8PP

UNITED KINGDOM

Phone

+4401442870111

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Brian David Catton
IRN BDC01022
- (1)Employed By (since 17 Apr 2023)
Ian Edward Norman Barnes
IRN IEB00004
- (1)Employed By (22 Apr 2010 to 28 Feb 2023)

Recent activity

Updates to this firm's record on the FCA register.

1 day ago
trading name added: Sovereign Financial Management
1 day ago
controlled function added: (1)Employed By
1 day ago
controlled function added: (1)Employed By
1 day ago
controlled function removed: Employed By

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.