Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Kingsmead Financial Planning Ltd
FRN 630040
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsibility for MCD Intermediation (since 21 Mar 2016)
- [FCA CF] Functions requiring qualifications (27 Mar 2021 to 22 May 2023)
- Appointed representative dealing with clients for which they require qualification (27 Mar 2021 to 22 May 2023)
- CF1 Director (11 Nov 2014 to 8 Dec 2019)
- Responsible for Insurance Mediation (11 Nov 2014 to 30 Sep 2018)
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- CF1 Director (AR) (22 Apr 2010 to 26 Nov 2014)
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- (1)Employed By (22 Apr 2010 to 28 Feb 2023)
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- CF7 Sole Trader (AR) (31 Oct 2004 to 20 Apr 2006)
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- CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
- CF21 Investment Adviser (1 Dec 2001 to 23 Dec 2001)
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- CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
- CF21 Investment Adviser (1 Dec 2001 to 3 Jan 2007)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (1)Employed By at Sovereign Financial Management (Berkhamsted) Ltd