Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Aviva Pension Trustees UK Limited (no longer approved here)

    FRN 465132

    • SMF18 Other Overall Responsibility (9 Dec 2019 to 31 Dec 2019)
    • CF29 Significant management (13 Apr 2015 to 8 Dec 2019)
    • CF3 Chief Executive (9 Jul 2013 to 7 Mar 2014)
    • CF1 Director (4 Sep 2012 to 7 Mar 2014)
  • Aviva Investment Solutions UK Limited (no longer approved here)

    FRN 515334

    • SMF18 Other Overall Responsibility (9 Dec 2019 to 31 Dec 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 31 Dec 2019)
    • CF29 Significant management (2 Jan 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (3 Feb 2015 to 30 Sep 2018)
    • CF1 Director (3 Feb 2015 to 2 Jan 2018)
  • Aviva Life & Pensions UK Limited (no longer approved here)

    FRN 185896

    • SMF6 Head of Key Business Areas (8 Mar 2019 to 31 Dec 2019)
    • SMF18 Other Overall Responsibility (10 Dec 2018 to 8 Mar 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 31 Dec 2019)
    • Responsible for Insurance Mediation (5 May 2017 to 16 Oct 2017)
    • CF1 Director (4 Sep 2012 to 7 Mar 2014)
    • CF29 Significant management (8 Aug 2011 to 4 Sep 2012)
  • Aviva Insurance Limited (no longer approved here)

    FRN 202153

    • [FCA CF] Manager of certification employee (10 Dec 2018 to 9 Dec 2019)
    • [FCA CF] Significant management (10 Dec 2018 to 9 Dec 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 12 Nov 2018)
    • CF29 Significant management (4 Jul 2017 to 12 Nov 2018)
    • Responsible for Insurance Mediation (4 Jul 2017 to 30 Sep 2018)
  • Aviva Health UK Limited (no longer approved here)

    FRN 308139

    • Responsible for Insurance Distribution (1 Oct 2018 to 8 Nov 2019)
    • CF29 Significant management (4 Jul 2017 to 8 Nov 2019)
    • Responsible for Insurance Mediation (4 Jul 2017 to 30 Sep 2018)
  • Aviva Credit Services UK Limited (no longer approved here)

    FRN 724447

    • CF29 Significant management (4 Jul 2017 to 12 Jul 2018)
  • PIVOTAL FINANCIAL LIMITED (no longer approved here)

    FRN 665649

    • CF2 Non Executive Director (24 Sep 2015 to 30 Jun 2017)
  • WREN STERLING FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 665653

    • CF2 Non Executive Director (24 Sep 2015 to 8 Dec 2019)
  • Aviva Investors UK Fund Services Limited (no longer approved here)

    FRN 119310

    • CF3 Chief Executive (20 Jun 2012 to 7 Mar 2014)
    • CF1 Director (20 Jun 2012 to 7 Mar 2014)
  • Aviva Equity Release UK Limited (no longer approved here)

    FRN 310433

    • CF1 Director (8 Aug 2011 to 18 Dec 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.