Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Banco Santander, S.A. (no longer approved here)

    FRN 136261

    • [FCA CF] Manager of certification employee (5 Nov 2020 to 31 Dec 2020)
    • [FCA CF] Significant management (5 Dec 2018 to 21 Nov 2019)
    • [FCA CF] Client dealing (7 Mar 2016 to 31 Dec 2020)
    • CF30 Customer (5 Aug 2014 to 6 Mar 2016)
  • Santander Financial Services plc (no longer approved here)

    FRN 146003

    • [FCA CF] Client dealing (7 Mar 2016 to 4 Dec 2018)
    • CF30 Customer (5 Aug 2014 to 6 Mar 2016)
  • VTB Capital plc (no longer approved here)

    FRN 144003

    • CF30 Customer (27 Jun 2012 to 21 May 2014)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 31 Oct 2008)
    • CF21 Investment Adviser (5 Oct 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.