Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (5 Nov 2020 to 31 Dec 2020)
- [FCA CF] Significant management (5 Dec 2018 to 21 Nov 2019)
- [FCA CF] Client dealing (7 Mar 2016 to 31 Dec 2020)
- CF30 Customer (5 Aug 2014 to 6 Mar 2016)
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- [FCA CF] Client dealing (7 Mar 2016 to 4 Dec 2018)
- CF30 Customer (5 Aug 2014 to 6 Mar 2016)
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- CF30 Customer (27 Jun 2012 to 21 May 2014)
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- CF30 Customer (1 Nov 2007 to 31 Oct 2008)
- CF21 Investment Adviser (5 Oct 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.