Benjamin Douglas Cooper

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Wealthkernel Limited (no longer approved here)

    FRN 723719

    • CF30 Customer (2 Feb 2022 to 2 Nov 2022)
  • Axis Investing Limited (no longer approved here)

    FRN 968404

    • Employed By (2 Feb 2022 to 2 Nov 2022)
  • ST. JAMES'S PLACE INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 155241

    • CF10a CASS Oversight function (7 Sep 2016 to 18 May 2017)
    • CF1 Director (AR) (3 May 2012 to 5 Oct 2016)
    • CF1 Director (20 Dec 2011 to 2 Nov 2017)
    • CF10 Compliance Oversight (22 Jul 2011 to 8 Sep 2016)
    • CF11 Money Laundering Reporting (7 Apr 2011 to 8 Sep 2016)
  • The McHattie Group (no longer approved here)

    FRN 137733

    • CF10 Compliance Oversight (1 Dec 2001 to 9 May 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 9 May 2005)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 9 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.