The McHattie Group

Date authorised
1 April 2013
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    40 Cornwallis Crescent
    Bristol
    Bristol, City Of
    BS8 4PH
    UNITED KINGDOM
    Phone
    +4401174070225
    Web
    http://www.tipsheets.co.uk

  • Complaints Contact

    40 Cornwallis Crescent
    Bristol
    Bristol, City Of
    BS8 4PH
    UNITED KINGDOM
    Phone
    +4401174070225

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Retail (Investment), Rights to or interests in investments (Security), Share

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Only able to provide non-personalised advice.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Robert McHattie

    IRN ARM01136

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • [FCA CF] Significant management (since 1 Sep 2020)
    • [FCA CF] Functions requiring qualifications (since 1 Sep 2020)
    • [FCA CF] Client dealing (since 1 Sep 2020)
    • Sole trader dealing with clients for which they require qualification (since 1 Sep 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (9 May 2005 to 8 Dec 2019)
    • CF10 Compliance Oversight (9 May 2005 to 8 Dec 2019)
    • CF7 Sole Trader (1 Dec 2001 to 31 Jan 2007)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Benjamin Douglas Cooper

    IRN BDC01028

    • CF10 Compliance Oversight (1 Dec 2001 to 9 May 2005)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 9 May 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 9 May 2005)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.