Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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FitzWalter Capital Limited
FRN 936929
- [FCA CF] Material risk taker (since 29 Jul 2021)
- [FCA CF] Client dealing (since 29 Jul 2021)
- SMF1 Chief Executive (since 16 Apr 2021)
- SMF3 Executive Director (since 16 Apr 2021)
- CF30 Customer (7 Jun 2022 to 28 Oct 2025)
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- Employed By (7 Jun 2022 to 28 Oct 2025)
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- CF1 Director (AR) (20 Aug 2020 to 15 Apr 2021)
- CF30 Customer (20 Aug 2020 to 15 Apr 2021)
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- CF30 Customer (15 Jul 2009 to 9 Mar 2011)
- CF23 Corporate Finance Adviser (11 Sep 2006 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 31 Jan 2008)
- CF23 Corporate Finance Adviser (11 Sep 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.