FitzWalter Capital Limited

• Principal Place of Business

  14 Hays Mews

  London

  W1J 5PT

  UNITED KINGDOM

  Phone

  +442075506116

  Web

  https://www.fwcap.com

• Complaints Contact

  14 Hays Mews

  London

  W1J 5PT

  UNITED KINGDOM

  Phone

  +442075506116

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew Alexander Gray

  IRN AXG15643

  • [FCA CF] Material risk taker (since 29 Apr 2021)
  • [FCA CF] Client dealing (since 29 Apr 2021)
• Benjamin Alexander Brazil

  IRN BAB01071

  • [FCA CF] Client dealing (since 29 Jul 2021)
  • [FCA CF] Material risk taker (since 29 Jul 2021)
  • SMF1 Chief Executive (since 16 Apr 2021)
  • SMF3 Executive Director (since 16 Apr 2021)
  • CF30 Customer (7 Jun 2022 to 28 Oct 2025)
• Cyrus Kaya Imregun

  IRN CKI01000

  • [FCA CF] Client dealing (29 Apr 2021 to 15 Mar 2022)
• Esther Jane Dickinson Scott

  IRN EJS01125

  • [FCA CF] Material risk taker (since 29 Jul 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Apr 2021)
  • SMF16 Compliance Oversight (since 16 Apr 2021)
  • SMF3 Executive Director (since 16 Apr 2021)
• Frances Lee-Barber

  IRN FXL00144

  • [FCA CF] Client dealing (since 15 Jul 2025)
• Jack Louis Stephen Roberts

  IRN JXR01998

  • [FCA CF] Client dealing (16 May 2022 to 7 Jul 2025)
• Josephine Cheung

  IRN JXC03420

  • [FCA CF] Client dealing (since 15 Jul 2025)
• Michael Wunderlich

  IRN MXW01773

  • [FCA CF] Material risk taker (since 6 Jun 2023)
  • [FCA CF] Client dealing (since 6 Jun 2023)
  • Director of firm who is not a certification employee or a SMF manager (since 6 Jun 2023)
• William Wilfred Nicholas Graham-Rack

  IRN WWG00004

  • [FCA CF] Client dealing (11 Sep 2023 to 30 Jun 2025)

• BENJAMIN ALEXANDER BRAZIL (no longer appointed)

  FRN 976016 · Appointed 19 May 2022 · Until 28 Oct 2025

No changes recorded yet.