Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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FitzWalter Capital Limited
FRN 936929
- [FCA CF] Material risk taker (since 29 Jul 2021)
- SMF16 Compliance Oversight (since 16 Apr 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Apr 2021)
- SMF3 Executive Director (since 16 Apr 2021)
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- CF10 Compliance Oversight (17 Oct 2016 to 1 Aug 2017)
- CF11 Money Laundering Reporting (17 Oct 2016 to 1 Aug 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.