Barbara Ann Small

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mar Risk Services Limited

    FRN 302156

    • [FCA CF] Significant management (since 9 May 2022)
  • CRS Group (London) Limited (no longer approved here)

    FRN 309593

    • SMF17 Money Laundering Reporting Officer (MLRO) (12 Aug 2020 to 5 May 2022)
    • SMF16 Compliance Oversight (5 Aug 2020 to 5 May 2022)
  • Houlder Insurance Services Limited (no longer approved here)

    FRN 310277

    • SMF17 Money Laundering Reporting Officer (MLRO) (12 Aug 2020 to 5 May 2022)
    • SMF16 Compliance Oversight (5 Aug 2020 to 5 May 2022)
  • Lime Street Insurance Brokers Limited (no longer approved here)

    FRN 533852

    • SMF17 Money Laundering Reporting Officer (MLRO) (12 Aug 2020 to 5 May 2022)
    • SMF16 Compliance Oversight (5 Aug 2020 to 5 May 2022)
  • United Insurance Brokers Limited (no longer approved here)

    FRN 307812

    • CF28 Systems and controls (1 Nov 2007 to 22 Jan 2015)
    • Responsible for Insurance Mediation (14 Jan 2005 to 5 Jul 2006)
    • CF1 Director (14 Jan 2005 to 22 Jan 2015)
    • CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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