Date authorised
1 April 2013
Companies House
01513692
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Ernst & Young LLP
    1 More London Place
    London
    SE1 2AF
    UNITED KINGDOM
  • Complaints Contact

    Ernst & Young LLP
    1 More London Place
    London
    SE1 2AF
    UNITED KINGDOM

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Barbara Ann Small

    IRN BAS01073

    • SMF17 Money Laundering Reporting Officer (MLRO) (12 Aug 2020 to 5 May 2022)
    • SMF16 Compliance Oversight (5 Aug 2020 to 5 May 2022)
  • Clive Edwards

    IRN CXE01154

    • Responsible for Insurance Mediation (1 Nov 2007 to 8 May 2008)
    • CF3 Chief Executive (1 Nov 2007 to 8 May 2008)
    • CF8 Apportionment and Oversight (1 Nov 2007 to 8 May 2008)
    • CF1 Director (20 Jul 2005 to 8 May 2008)
  • Colin James Langley

    IRN CJL01132

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (4 Sep 2013 to 30 Sep 2018)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • ERIC ALLMAN

    IRN EXA00129

    • SMF1 Chief Executive (since 10 Aug 2022)
    • SMF3 Executive Director (since 10 Aug 2022)
  • Ian Jones

    IRN IXJ01160

    • SMF3 Executive Director (9 Dec 2019 to 14 Mar 2022)
    • CF1 Director (9 Mar 2018 to 8 Dec 2019)
  • Ian Michael Whistondale

    IRN IMW01032

    • CF8 Apportionment and Oversight (18 Oct 2007 to 18 Oct 2007)
    • CF3 Chief Executive (18 Oct 2007 to 18 Oct 2007)
    • CF1 Director (18 Oct 2007 to 18 Oct 2007)
    • Responsible for Insurance Mediation (18 Oct 2007 to 18 Oct 2007)
  • John David Hannon

    IRN JDH01176

    • CF29 Significant management (18 Jun 2008 to 2 Sep 2013)
  • Keith Raymond Woollgar

    IRN KRW01040

    • CF1 Director (14 Jan 2005 to 30 Jun 2010)
  • Michael Guy Hardingham

    IRN MGH01081

    • CF1 Director (14 Jan 2005 to 31 Aug 2007)
  • Paul Anthony Nugent

    IRN PAN01054

    • SMF3 Executive Director (9 Dec 2019 to 17 Feb 2022)
    • SMF1 Chief Executive (9 Dec 2019 to 17 Feb 2022)
    • CF8 Apportionment and Oversight (16 May 2008 to 31 Mar 2009)
    • CF3 Chief Executive (16 May 2008 to 8 Dec 2019)
    • CF1 Director (16 May 2008 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.