Mar Risk Services Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
The Northern & Shell Building10 Lower Thames StreetLondonEC3R 6ENUNITED KINGDOM- Phone
- +442039989755
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Complaints Contact
The Northern & Shell Building10 Lower Thames StreetLondonLondonEC3R 6ENUNITED KINGDOM- Phone
- +442039989755
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Commercial, Retail (Non-Investment Insurance)
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Andrew Hunter Barker
IRN AHB01084
- CF2 Non Executive Director (9 Jun 2008 to 8 Dec 2019)
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Barbara Ann Small
IRN BAS01073
- [FCA CF] Significant management (since 9 May 2022)
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Clive Stuart Freeman
IRN CSF01022
- SMF1 Chief Executive (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF1 Director (AR) (27 Nov 2020 to 2 Jan 2024)
- CF29 Significant management (1 Nov 2007 to 3 Dec 2019)
- CF28 Systems and controls (1 Nov 2007 to 3 Dec 2019)
- CF11 Money Laundering Reporting (14 Jan 2005 to 3 Dec 2019)
- CF13 Finance (14 Jan 2005 to 31 Oct 2007)
- CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
- CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)
- CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
- CF19 Significant Mgt (Financial Resources) (14 Jan 2005 to 31 Oct 2007)
- CF3 Chief Executive (14 Jan 2005 to 8 Dec 2019)
- CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
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Craig Shuttleworth
IRN CXS00080
- CF1 Director (AR) (16 Nov 2020 to 23 Jan 2023)
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James Wright
IRN JXW02632
- CF29 Significant management (29 Nov 2017 to 3 Dec 2019)
- CF10 Compliance Oversight (29 Nov 2017 to 3 Dec 2019)
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Jeremy Colletta
IRN JXC00365
- CF1 Director (AR) (10 Feb 2021 to 9 Feb 2022)
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John James Tallarida
IRN JJT01081
- Director of firm who is not a certification employee or a SMF manager (since 2 Mar 2022)
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John Woodruffe Eagle
IRN JWE01033
- CF2 Non Executive Director (15 Nov 2007 to 8 Dec 2019)
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Lars Peter Rickard Ahlås
IRN LPA01010
- CF1 Director (AR) (13 Nov 2020 to 23 Jan 2023)
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Marion Betty Freeman
IRN MBF01015
- CF1 Director (14 Jan 2005 to 3 Dec 2019)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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LAKEHOUSE RISK SERVICES LIMITED (no longer appointed)
FRN 772673 · Appointed 28 Feb 2017 · Until 9 Jan 2024
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Trafalgar Brokers Limited (no longer appointed)
FRN 752306 · Appointed 11 Jul 2016 · Until 14 Mar 2019
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.