Mar Risk Services Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Martin John Marcus Oppenheim
IRN MXO24993
- SMF3 Executive Director (25 Feb 2020 to 5 Mar 2021)
Michael James Lent
IRN MJL01292
- CF1 Director (AR) (24 Feb 2021 to 17 Aug 2023)
Roger Colletta
IRN RXC00196
- CF1 Director (AR) (10 Feb 2021 to 9 Feb 2022)
Seema Pandey
IRN SXP03002
- SMF3 Executive Director (9 Dec 2019 to 14 Jul 2021)
- CF1 Director (6 Mar 2018 to 8 Dec 2019)
Stuart Freeman
IRN SXF01829
- Director of firm who is not a certification employee or a SMF manager (since 23 Jan 2023)
- SMF3 Executive Director (9 Dec 2019 to 23 Jan 2023)
- CF11 Money Laundering Reporting (11 Apr 2018 to 3 Dec 2019)
- CF1 Director (11 Apr 2018 to 8 Dec 2019)
Thomas Hughes
IRN TXH01565
- [FCA CF] CASS oversight function (since 1 Mar 2021)

Smaller firms operating under this firm's FCA authorisation.

C2RE Solutions Limited (no longer appointed)
FRN 943061 · Appointed 16 Jan 2021 · Until 31 Aug 2022
LAKEHOUSE RISK SERVICES LIMITED (no longer appointed)
FRN 772673 · Appointed 28 Feb 2017 · Until 9 Jan 2024
Trafalgar Brokers Limited (no longer appointed)
FRN 752306 · Appointed 11 Jul 2016 · Until 14 Mar 2019

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.