Ariel Tepperman

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Gneiss Energy Limited
FRN 963725
- [FCA CF] Significant management (since 1 Jul 2024)
- [FCA CF] Client dealing (since 1 Jul 2024)
Natural Resources Global Capital Partners Limited (no longer approved here)
FRN 678740
- [FCA CF] Client dealing (9 Dec 2019 to 31 May 2024)
- CF30 Customer (5 Apr 2019 to 8 Dec 2019)
Macquarie Capital (Europe) Limited (no longer approved here)
FRN 193905
- CF30 Customer (25 Sep 2013 to 15 Aug 2018)
RBC Europe Limited (no longer approved here)
FRN 124543
- CF30 Customer (1 Nov 2007 to 30 Mar 2012)
- CF21 Investment Adviser (22 Jan 2007 to 31 Oct 2007)
Royal Bank of Canada (no longer approved here)
FRN 124783
- CF30 Customer (1 Nov 2007 to 30 Mar 2012)
- CF21 Investment Adviser (22 Jan 2007 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.