Date authorised
7 November 2022
Companies House
10186928
Last scraped
5 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    64 North Row
    London
    W1K 7DA
    UNITED KINGDOM
    Phone
    +442039836792
  • Complaints Contact

    64 North Row
    London
    W1K 7DA
    UNITED KINGDOM
    Phone
    +442039836792

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Coull

    IRN AXC01330

    • [FCA CF] Client dealing (since 7 Nov 2022)
  • Ariel Tepperman

    IRN AXT01475

    • [FCA CF] Significant management (since 1 Jul 2024)
    • [FCA CF] Client dealing (since 1 Jul 2024)
  • Carolyn Anne Fitzpatrick

    IRN CXF14938

    • SMF3 Executive Director (since 7 Nov 2022)
  • David Cunningham

    IRN DAC01139

    • [FCA CF] Client dealing (7 Nov 2022 to 21 Mar 2025)
  • David Jeffrey Cooper

    IRN DJC01424

    • SMF1 Chief Executive (since 16 May 2025)
    • SMF3 Executive Director (since 16 May 2025)
    • SMF16 Compliance Oversight (since 7 Nov 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 7 Nov 2022)
  • Douglas Rycroft

    IRN DXR00335

    • [FCA CF] Client dealing (7 Nov 2022 to 9 Jul 2025)
  • John Alpine

    IRN JXA00474

    • [FCA CF] Significant management (since 7 Nov 2022)
  • Jonathan Fitzpatrick

    IRN JSF01036

    • [FCA CF] Client dealing (since 7 Nov 2022)
    • SMF3 Executive Director (since 7 Nov 2022)
    • SMF1 Chief Executive (7 Nov 2022 to 30 May 2025)
  • Luke John Kanczes

    IRN LJK01040

    • [FCA CF] Client dealing (since 14 May 2025)
  • Nicholas Edgar

    IRN NDE01017

    • [FCA CF] Significant management (7 Nov 2022 to 2 Sep 2024)
    • [FCA CF] Client dealing (7 Nov 2022 to 2 Sep 2024)
    • [FCA CF] Manager of certification employee (7 Nov 2022 to 2 Sep 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.