Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Client dealing (9 Dec 2019 to 31 May 2023)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 May 2023)
- CF30 Customer (29 Aug 2013 to 8 Dec 2019)
-
- CF30 Customer (3 Sep 2010 to 17 May 2013)
-
- CF30 Customer (1 Nov 2007 to 16 Sep 2010)
- CF21 Investment Adviser (30 Nov 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (7 Jul 2005 to 30 Nov 2005)
-
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.