Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 9 Jan 2020)
    • CF10 Compliance Oversight (17 Jul 2009 to 31 Oct 2011)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF11 Money Laundering Reporting (2 Jun 2004 to 22 Nov 2004)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 29 Jul 2008)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF29 Significant management (17 Jul 2009 to 13 Jun 2014)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF3 Chief Executive (14 Jan 2005 to 14 Jun 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (22 Feb 2016 to 30 Sep 2018)
    • CF1 Director (22 Feb 2016 to 8 Dec 2019)
  • Mercia Underwriting Solutions Ltd (no longer approved here)

    FRN 304948

    • CF1 Director (14 Feb 2017 to 24 Oct 2017)
    • Responsible for Insurance Mediation (14 Feb 2017 to 24 Oct 2017)

Recent activity

Updates to this individual's record on the FCA register.

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