Date authorised
1 April 2013
Companies House
03758742
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    6 Lloyd's Avenue
    London
    EC3N 3AX
    UNITED KINGDOM
    Phone
    +442476232673
  • Complaints Contact

    1st Floor
    Christ Church Hall
    Avenue Road
    Malvern
    Worcestershire
    WR14 3AY
    UNITED KINGDOM
    Phone
    +447870220018

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Anthony John Norcott

    IRN AJN00023

    • CF1 Director (14 Feb 2017 to 24 Oct 2017)
    • Responsible for Insurance Mediation (14 Feb 2017 to 24 Oct 2017)
  • Ashley Jordan Davis

    IRN AXD00867

    • [FCA CF] Significant management (since 25 Jan 2024)
  • Barry Gibbs

    IRN BXG01183

    • [FCA CF] Significant management (since 18 Mar 2024)
  • Billie Wakefield

    IRN BXW00098

    • [FCA CF] Significant management (31 Mar 2021 to 30 Apr 2024)
  • Christopher Patrick Collidge

    IRN CPC01047

    • CF1 Director (14 Jan 2005 to 22 Feb 2013)
  • David John Fogarty

    IRN DJF01177

    • [FCA CF] Significant management (31 Dec 2021 to 14 Apr 2022)
  • David John Parry

    IRN DXP00200

    • [FCA CF] Significant management (31 Mar 2021 to 31 Dec 2021)
  • David Lake

    IRN DXL00496

    • [FCA CF] Significant management (7 Aug 2024 to 22 Apr 2025)
  • David William Sudworth

    IRN DWS01089

    • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2021)
    • Responsible for Insurance Distribution (7 Mar 2019 to 28 Nov 2019)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF3 Chief Executive (14 Jan 2005 to 14 Jun 2019)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • Elaine Bridget Parker

    IRN EBP01010

    • [FCA CF] Significant management (31 Mar 2021 to 13 Jun 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.