Date authorised
1 April 2013
Companies House
03758742
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    6 Lloyd's Avenue
    London
    EC3N 3AX
    UNITED KINGDOM
    Phone
    +442476232673
  • Complaints Contact

    1st Floor
    Christ Church Hall
    Avenue Road
    Malvern
    Worcestershire
    WR14 3AY
    UNITED KINGDOM
    Phone
    +447870220018

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Emma Louise Ainscough

    IRN EXA00058

    • [FCA CF] Significant management (since 31 Mar 2021)
  • Ian Howard Kitchinson

    IRN IXK00004

    • [FCA CF] Significant management (since 31 Mar 2021)
    • SMF3 Executive Director (since 31 Mar 2021)
  • Ian Storm

    IRN IXS00010

    • [FCA CF] Significant management (31 Mar 2021 to 31 Jan 2022)
  • James Shields

    IRN JXS01983

    • CF1 Director (14 Feb 2017 to 24 Oct 2017)
  • Jemma Louise Kimberley

    IRN JXK00635

    • [FCA CF] Significant management (since 21 Feb 2024)
  • Kathryn Neeson

    IRN KXN00197

    • [FCA CF] Significant management (since 24 Jul 2025)
  • Keith Adrian Brown

    IRN KAB00035

    • [FCA CF] Significant management (since 31 Mar 2021)
  • Keith Chaceley Jaffrey

    IRN KCJ01003

    • Responsible for Insurance Distribution (1 Oct 2018 to 31 Dec 2018)
    • Responsible for Insurance Mediation (23 Nov 2017 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF3 Chief Executive (14 Jan 2005 to 31 Dec 2018)
    • CF1 Director (14 Jan 2005 to 31 Dec 2018)
  • Keith Raymond Hough

    IRN KXH00166

    • [FCA CF] Significant management (31 Mar 2021 to 31 Dec 2022)
  • Keri Egan

    IRN KXE14043

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 28 Nov 2019)
    • CF1 Director (10 Jul 2019 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.