Date authorised
1 April 2013
Companies House
05506143
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit 6
    Deryn Court
    Wharfedale Road
    Pentwyn
    Cardiff
    CF23 7HA
    UNITED KINGDOM
    Phone
    +4402920822600
  • Complaints Contact

    10 Worrall Avenue
    Arnold
    Nottingham
    Nottinghamshire
    NG5 7GP
    UNITED KINGDOM
    Phone
    +4401623491500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Fairclough

    IRN AXF01463

    • CF1 Director (14 May 2007 to 14 Aug 2015)
  • Anthony John Norcott

    IRN AJN00023

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (22 Feb 2016 to 8 Dec 2019)
    • Responsible for Insurance Mediation (22 Feb 2016 to 30 Sep 2018)
  • Ashley Jordan Davis

    IRN AXD00867

    • [FCA CF] Significant management (since 25 Jan 2024)
  • Bethan Darwin

    IRN BXD01340

    • CF4 Partner (AR) (12 Aug 2011 to 15 Jun 2012)
  • Billie Wakefield

    IRN BXW00098

    • [FCA CF] Significant management (31 Mar 2021 to 30 Apr 2024)
  • Denise Morris

    IRN DXM02281

    • CF1 Director (AR) (25 Mar 2011 to 15 Jun 2012)
  • Elaine Bridget Parker

    IRN EBP01010

    • [FCA CF] Significant management (31 Mar 2021 to 13 Jun 2022)
  • Elizabeth Bilney

    IRN EXB01344

    • CF1 Director (AR) (25 Apr 2008 to 7 Dec 2009)
  • Emma Louise Ainscough

    IRN EXA00058

    • [FCA CF] Significant management (since 31 Mar 2021)
  • Graham Morgan

    IRN GXM01677

    • CF1 Director (14 May 2007 to 1 Feb 2016)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.