Date authorised
1 April 2013
Companies House
05506143
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit 6
    Deryn Court
    Wharfedale Road
    Pentwyn
    Cardiff
    CF23 7HA
    UNITED KINGDOM
    Phone
    +4402920822600
  • Complaints Contact

    10 Worrall Avenue
    Arnold
    Nottingham
    Nottinghamshire
    NG5 7GP
    UNITED KINGDOM
    Phone
    +4401623491500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Helen Clare Molyneux

    IRN HCM01044

    • CF1 Director (AR) (14 Sep 2011 to 18 Feb 2016)
  • Helen Marie Freeman

    IRN HXF00036

    • [FCA CF] Significant management (since 31 Mar 2021)
  • Ian Storm

    IRN IXS00010

    • SMF3 Executive Director (since 21 Nov 2022)
    • [FCA CF] Significant management (since 31 Mar 2021)
  • James Shields

    IRN JXS01983

    • SMF3 Executive Director (9 Dec 2019 to 1 May 2024)
    • CF1 Director (23 Feb 2016 to 8 Dec 2019)
  • Janette Elizabeth Wilkins

    IRN JEW01105

    • SMF3 Executive Director (9 Dec 2019 to 4 May 2022)
    • Responsible for Insurance Mediation (12 Jan 2010 to 24 Feb 2016)
    • CF1 Director (14 May 2007 to 8 Dec 2019)
  • Jaspal Ram

    IRN JXR00664

    • [FCA CF] Significant management (since 24 Jul 2025)
    • [FCA CF] Manager of certification employee (since 24 Jul 2025)
  • Jemma Louise Kimberley

    IRN JXK00635

    • [FCA CF] Significant management (since 21 Feb 2024)
  • John Davies

    IRN JXD02040

    • CF1 Director (AR) (18 Jan 2012 to 15 Jun 2012)
  • Kathryn Neeson

    IRN KXN00197

    • [FCA CF] Significant management (since 24 Jul 2025)
  • Keith Adrian Brown

    IRN KAB00035

    • [FCA CF] Significant management (since 31 Mar 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.