Date authorised
1 April 2013
Companies House
05506143
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit 6
    Deryn Court
    Wharfedale Road
    Pentwyn
    Cardiff
    CF23 7HA
    UNITED KINGDOM
    Phone
    +4402920822600
  • Complaints Contact

    10 Worrall Avenue
    Arnold
    Nottingham
    Nottinghamshire
    NG5 7GP
    UNITED KINGDOM
    Phone
    +4401623491500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Matthew Peter Dikta

    IRN MXD00234

    • [FCA CF] Significant management (since 31 Mar 2021)
  • Natalie Marie Bruno

    IRN NXB00403

    • SMF3 Executive Director (since 20 Dec 2022)
  • Pervinder Singh Kular

    IRN PXK00144

    • [FCA CF] Significant management (since 31 Mar 2021)
  • Richard Slaney

    IRN RXS00335

    • [FCA CF] Significant management (since 31 Mar 2021)
  • Simon David Thomas

    IRN SDT01051

    • CF1 Director (AR) (8 Feb 2010 to 15 Jun 2012)
    • CF1 Director (14 May 2007 to 23 Dec 2009)
    • CF3 Chief Executive (14 May 2007 to 15 Jun 2011)
    • CF8 Apportionment and Oversight (14 May 2007 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 May 2007 to 15 Jun 2011)
  • Simon Melvyn Goldsworthy

    IRN SMG01142

    • CF4 Partner (AR) (17 Dec 2009 to 15 Jun 2012)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.