Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF4 Chief Risk (10 Dec 2018 to 1 May 2019)
- SIMF4 Chief Risk Function (11 Oct 2018 to 9 Dec 2018)
- CF10 Compliance Oversight (13 Apr 2017 to 1 Jan 2018)
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- CF28 Systems and controls (11 Oct 2018 to 1 May 2019)
- CF10 Compliance Oversight (13 Apr 2017 to 1 Jan 2018)
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- CF28 Systems and controls (11 Oct 2018 to 1 May 2019)
- CF10 Compliance Oversight (13 Apr 2017 to 1 Jan 2018)
- CF1 Director (13 Apr 2017 to 15 Sep 2017)
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- CF28 Systems and controls (11 Oct 2018 to 1 May 2019)
- CF10 Compliance Oversight (13 Apr 2017 to 1 Jan 2018)
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- CF28 Systems and controls (11 Oct 2018 to 1 May 2019)
- CF1 Director (26 Jun 2017 to 1 May 2019)
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- CF10 Compliance Oversight (13 Apr 2017 to 1 Jan 2018)
- CF10a CASS Oversight function (13 Apr 2017 to 1 Jan 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.