Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Phoenix Life Limited (no longer approved here)

    FRN 110418

    • SMF4 Chief Risk (10 Dec 2018 to 1 May 2019)
    • SIMF4 Chief Risk Function (11 Oct 2018 to 9 Dec 2018)
    • CF10 Compliance Oversight (13 Apr 2017 to 1 Jan 2018)
  • Phoenix Group Management Services Limited (no longer approved here)

    FRN 415029

    • CF28 Systems and controls (11 Oct 2018 to 1 May 2019)
    • CF10 Compliance Oversight (13 Apr 2017 to 1 Jan 2018)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF28 Systems and controls (11 Oct 2018 to 1 May 2019)
    • CF10 Compliance Oversight (13 Apr 2017 to 1 Jan 2018)
    • CF1 Director (13 Apr 2017 to 15 Sep 2017)
  • Pearl Group Services Limited (no longer approved here)

    FRN 571858

    • CF28 Systems and controls (11 Oct 2018 to 1 May 2019)
    • CF10 Compliance Oversight (13 Apr 2017 to 1 Jan 2018)
  • Sunlife Limited (no longer approved here)

    FRN 769427

    • CF28 Systems and controls (11 Oct 2018 to 1 May 2019)
    • CF1 Director (26 Jun 2017 to 1 May 2019)
  • STANDARD LIFE FUND MANAGERS LIMITED (no longer approved here)

    FRN 651226

    • CF10 Compliance Oversight (13 Apr 2017 to 1 Jan 2018)
    • CF10a CASS Oversight function (13 Apr 2017 to 1 Jan 2018)

Recent activity

Updates to this individual's record on the FCA register.

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