Annamaria Koerling

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Thornbridge Investment Management LLP

    FRN 713859

    • CF1 Director (AR) (since 15 Nov 2023)
    • CF30 Customer (since 13 Nov 2017)
    • CF4 Partner (AR) (13 Nov 2017 to 2 Jan 2024)
  • Delfin Private Office International Limited

    FRN 1004964

    • Employed By (since 15 Nov 2023)
  • Hymans Robertson LLP (no longer approved here)

    FRN 414430

    • Director of firm who is not a certification employee or a SMF manager (15 Nov 2021 to 7 Oct 2024)
  • C. HOARE & CO. (no longer approved here)

    FRN 122093

    • SMF18 Other Overall Responsibility (7 Mar 2016 to 20 Feb 2017)
    • CF29 Significant management (22 Apr 2014 to 6 Mar 2016)
    • CF10a CASS Oversight function (1 Oct 2011 to 9 Jan 2012)
    • CF30 Customer (28 Oct 2010 to 6 Mar 2016)
  • Schroder Investment Management North America Limited (no longer approved here)

    FRN 144543

    • CF21 Investment Adviser (31 Jul 2002 to 19 Dec 2002)
    • CF27 Investment Management (31 Jul 2002 to 19 Dec 2002)
  • Schroder Investment Management Limited (no longer approved here)

    FRN 119348

    • CF21 Investment Adviser (1 Dec 2001 to 19 Dec 2002)
    • CF27 Investment Management (1 Dec 2001 to 19 Dec 2002)
  • SCHRODER & CO. LIMITED (no longer approved here)

    FRN 144206

    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 19 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

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