Annabel Milnes Coates

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • DB UK Bank Limited

    FRN 140848

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • [FCA CF] Functions requiring qualifications (since 9 Aug 2019)
    • [FCA CF] Client dealing (since 9 Aug 2019)
  • C. HOARE & CO. (no longer approved here)

    FRN 122093

    • CF30 Customer (16 Jan 2015 to 6 Mar 2016)
  • Mirabaud Asset Management Limited (no longer approved here)

    FRN 122140

    • CF30 Customer (2 Dec 2011 to 22 Dec 2014)

Recent activity

Updates to this individual's record on the FCA register.

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