Andrew John Boorman

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Cavendish Securities PLC (no longer approved here)
FRN 416932
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 8 Sep 2023)
- [FCA CF] Material risk taker (9 Dec 2019 to 8 Sep 2023)
- CF2 Non Executive Director (13 Nov 2017 to 8 Dec 2019)
Nuveen Investment Management International Limited (no longer approved here)
FRN 141668
- CF1 Director (7 Apr 2009 to 8 Apr 2013)
Nuveen Management AIFM Limited (no longer approved here)
FRN 194149
- CF1 Director (7 Apr 2009 to 8 Apr 2013)
Janus Henderson Investors UK Limited (no longer approved here)
FRN 121857
- CF1 Director (21 Aug 2002 to 8 Apr 2013)
Janus Henderson Fund Management UK Limited (no longer approved here)
FRN 121859
- CF1 Director (21 Aug 2002 to 6 Jul 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.