Andrew James Newnham

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CITCO FINANCIAL PRODUCTS (LONDON) LIMITED

    FRN 462960

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF10 Compliance Oversight (29 May 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (29 May 2018 to 8 Dec 2019)
  • Citco Custody (UK) Limited

    FRN 767055

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (1 Dec 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Dec 2017 to 8 Dec 2019)
  • UBS Asset Management (UK) Ltd (no longer approved here)

    FRN 119319

    • CF11 Money Laundering Reporting (24 Jul 2015 to 1 Sep 2017)
  • UBS Asset Management Funds Ltd (no longer approved here)

    FRN 141661

    • CF11 Money Laundering Reporting (24 Jul 2015 to 1 Sep 2017)
  • UBS Asset Management Life Ltd (no longer approved here)

    FRN 186527

    • CF11 Money Laundering Reporting (24 Jul 2015 to 1 Sep 2017)

Recent activity

Updates to this individual's record on the FCA register.

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