Citco Custody (UK) Limited

Date authorised
23 June 2017
Companies House
09387825
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    7 Albemarle Street
    London
    W1S 4HQ
    UNITED KINGDOM
    Phone
    +442072901350
    Web
    http://www.citco.com

  • Complaints Contact

    7 Albemarle Street
    London
    W1S 4HQ
    UNITED KINGDOM
    Phone
    +442072901350
    Web
    http://www.citco.com

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Private Fund Guardian

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew James Newnham

    IRN AJN01118

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF10 Compliance Oversight (1 Dec 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Dec 2017 to 8 Dec 2019)
  • Conor O'Donell

    IRN CXO01324

    • CF10 Compliance Oversight (23 Jun 2017 to 4 Dec 2017)
  • Conor Paul Cleere

    IRN CPC01085

    • CF1 Director (23 Jun 2017 to 12 Jul 2018)
  • John Devine

    IRN JXD01805

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF2 Non Executive Director (23 Jun 2017 to 8 Dec 2019)
  • John Joseph Diver

    IRN JJD01142

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (23 Jun 2017 to 5 Dec 2017)
    • CF1 Director (23 Jun 2017 to 9 Dec 2019)
  • Malachy Henry Tucker

    IRN MHT01048

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF1 Director (16 Jul 2019 to 8 Dec 2019)
    • CF10a CASS Oversight function (23 Jun 2017 to 8 Dec 2019)
    • CF3 Chief Executive (23 Jun 2017 to 8 Dec 2019)
    • CF30 Customer (23 Jun 2017 to 8 Dec 2019)
  • Mark Anthony Sweeney

    IRN MAS01638

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF1 Director (23 Jun 2017 to 9 Dec 2019)
  • Michael Roger Chapman

    IRN MRC01112

    • SMF9 Chair of the Governing Body (since 9 Dec 2019)
    • CF2 Non Executive Director (23 Jun 2017 to 8 Dec 2019)
  • Thomas Edward Pickett

    IRN TEP01019

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (23 Jun 2017 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

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