CITCO FINANCIAL PRODUCTS (LONDON) LIMITED

• Principal Place of Business

  7 Albemarle Street

  London

  W1S 4HQ

  UNITED KINGDOM

  Phone

  +4402072901350

  Web

  https://www.citco.com

• Complaints Contact

  7 Albemarle Street

  London

  W1S 4HQ

  UNITED KINGDOM

  Phone

  +442072901356

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew James Newnham

  IRN AJN01118

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • CF10 Compliance Oversight (29 May 2018 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (29 May 2018 to 8 Dec 2019)
• Benjamin William Griffiths

  IRN BXG01198

  • CF1 Director (28 Jan 2016 to 19 Jun 2017)
  • CF3 Chief Executive (28 Jan 2016 to 19 Jun 2017)
  • CF30 Customer (1 Nov 2007 to 19 Jun 2017)
  • CF21 Investment Adviser (4 Jul 2007 to 31 Oct 2007)
• Bertrand Bonnardel

  IRN BXB01723

  • SMF9 Chair of the Governing Body (since 16 Jul 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (29 Nov 2017 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (7 Oct 2015 to 9 Jul 2018)
  • CF10 Compliance Oversight (7 Oct 2015 to 9 Jul 2018)
• Charlotte Jane Louise Parr

  IRN CJP01188

  • CF1 Director (29 Nov 2017 to 14 Mar 2019)
  • CF28 Systems and controls (29 Nov 2017 to 14 Mar 2019)
  • CF30 Customer (16 Aug 2010 to 12 May 2011)
• Christopher James Cook

  IRN CJC01277

  • CF30 Customer (15 Dec 2011 to 30 Jun 2014)
• Claire Mulcahy

  IRN CXM02765

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (16 Apr 2018 to 8 Dec 2019)
• Daniel Ian Hyslop

  IRN DIH01041

  • CF30 Customer (5 Jan 2016 to 5 Dec 2016)
• Edward John Brook

  IRN EXB00356

  • [FCA CF] Client dealing (since 13 Jul 2023)
• Ermanno Guiseppe Unternaehrer

  IRN EGU01000

  • CF2 Non Executive Director (4 Jul 2007 to 30 Sep 2017)
• Fabian Neumann

  IRN FXN01175

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (16 Apr 2018 to 8 Dec 2019)

No changes recorded yet.