CITCO FINANCIAL PRODUCTS (LONDON) LIMITED

• Principal Place of Business

  7 Albemarle Street

  London

  W1S 4HQ

  UNITED KINGDOM

  Phone

  +4402072901350

  Web

  https://www.citco.com

• Complaints Contact

  7 Albemarle Street

  London

  W1S 4HQ

  UNITED KINGDOM

  Phone

  +442072901356

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Gilbert Grosjean

  IRN GXG01294

  • CF1 Director (4 Jul 2007 to 1 Oct 2017)
• Gunendran Thangavelu

  IRN GXT01267

  • CF28 Systems and controls (1 Nov 2007 to 23 Mar 2010)
  • CF13 Finance (4 Jul 2007 to 31 Oct 2007)
• Helen Elizabeth White

  IRN HER01007

  • CF30 Customer (1 Nov 2007 to 24 Jan 2014)
  • CF8 Apportionment and Oversight (4 Jul 2007 to 31 Oct 2007)
  • CF3 Chief Executive (4 Jul 2007 to 24 Jan 2014)
  • CF21 Investment Adviser (4 Jul 2007 to 31 Oct 2007)
  • CF1 Director (4 Jul 2007 to 24 Jan 2014)
• Ian Miller

  IRN IXM01558

  • CF30 Customer (6 Dec 2016 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (24 Aug 2015 to 23 Sep 2016)
  • CF10 Compliance Oversight (24 Aug 2015 to 23 Sep 2016)
  • CF28 Systems and controls (3 Jan 2014 to 8 Dec 2019)
• Karishma Kapoor

  IRN KXK00429

  • [FCA CF] Client dealing (since 16 Jul 2024)
• Katherine Marie Stevenson

  IRN KMS01101

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (19 Jan 2011 to 8 Dec 2019)
• Kevin Joseph Bergin

  IRN KXB00129

  • [FCA CF] Client dealing (since 8 Jan 2021)
• Kieran Dolan

  IRN KXD01249

  • CF2 Non Executive Director (23 Apr 2008 to 26 Apr 2017)
• Malachy Henry Tucker

  IRN MHT01048

  • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
• Matthew Lowman

  IRN MXL01932

  • CF30 Customer (17 Apr 2012 to 21 Jul 2014)

No changes recorded yet.