CITCO FINANCIAL PRODUCTS (LONDON) LIMITED

Date authorised
1 April 2013
Companies House
05623433
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    7 Albemarle Street
    London
    W1S 4HQ
    UNITED KINGDOM
    Phone
    +4402072901350
    Web
    https://www.citco.com

  • Complaints Contact

    7 Albemarle Street
    London
    W1S 4HQ
    UNITED KINGDOM
    Phone
    +442072901356

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Rolling spot forex contract

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mayooran Perinpanathan

    IRN MXP02262

    • CF30 Customer (14 Dec 2017 to 9 Jul 2018)
  • Nicholas Paul Hayland

    IRN NPH01053

    • CF21 Investment Adviser (4 Jul 2007 to 1 Nov 2007)
  • Nicolas Queme

    IRN NXQ00022

    • SMF1 Chief Executive (since 3 Feb 2020)
    • CF29 Significant management (6 Oct 2014 to 9 Nov 2017)
  • Nina Michelsen

    IRN NXM01464

    • CF30 Customer (20 Feb 2009 to 12 May 2011)
  • Paul Neal Symonds

    IRN PNS01045

    • CF1 Director (3 Feb 2014 to 29 Dec 2015)
    • CF3 Chief Executive (4 Jul 2007 to 1 Nov 2012)
    • CF8 Apportionment and Oversight (4 Jul 2007 to 31 Oct 2007)
  • Rachel Davila

    IRN RXD01523

    • CF28 Systems and controls (4 May 2010 to 23 Dec 2013)
  • Sarah Katy Walton Jones

    IRN SKJ01015

    • CF1 Director (4 Jul 2007 to 30 Mar 2015)
    • CF10 Compliance Oversight (4 Jul 2007 to 30 Mar 2015)
    • CF11 Money Laundering Reporting (4 Jul 2007 to 30 Mar 2015)
  • Thomas Edward Pickett

    IRN TEP01019

    • CF30 Customer (1 Nov 2007 to 3 Jun 2019)
    • CF21 Investment Adviser (17 Oct 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (4 Jul 2007 to 17 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.