Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (1 Nov 2007 to 24 Jan 2014)
- CF1 Director (4 Jul 2007 to 24 Jan 2014)
- CF21 Investment Adviser (4 Jul 2007 to 31 Oct 2007)
- CF3 Chief Executive (4 Jul 2007 to 24 Jan 2014)
- CF8 Apportionment and Oversight (4 Jul 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (13 Apr 2005 to 29 Jun 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.