Andrew Beauchamp Proctor

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Sorbus Partners LLP
FRN 588466
- SMF16 Compliance Oversight (since 3 Oct 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 3 Oct 2025)
SHORE CAPITAL STOCKBROKERS LIMITED (no longer approved here)
FRN 124784
- CF28 Systems and controls (19 Aug 2019 to 8 Dec 2019)
Singer Capital Markets Advisory LLP (no longer approved here)
FRN 568323
- CF28 Systems and controls (28 Sep 2012 to 30 May 2013)
SINGER CAPITAL MARKETS SECURITIES LIMITED (no longer approved here)
FRN 453676
- CF28 Systems and controls (5 Apr 2012 to 30 May 2013)
- CF10a CASS Oversight function (1 Oct 2011 to 30 May 2013)
- CF1 Director (14 Sep 2010 to 27 Mar 2012)
- CF11 Money Laundering Reporting (8 Sep 2010 to 3 Jan 2012)
- CF10 Compliance Oversight (8 Sep 2010 to 3 Jan 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.