Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 20 Jul 2021)
    • SMF16 Compliance Oversight (since 20 Jul 2021)
    • SMF27 Partner (since 20 Jul 2021)
  • Rokos Capital Management LLP (no longer approved here)

    FRN 679721

    • CF4 Partner (28 Sep 2015 to 16 Aug 2016)
    • CF3 Chief Executive (28 Sep 2015 to 16 Aug 2016)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF21 Investment Adviser (18 Feb 2002 to 31 May 2005)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF21 Investment Adviser (1 Dec 2001 to 31 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.