Date authorised
20 July 2021
Companies House
OC435740
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    First Floor
    Grafton House
    2/3 Golden Square
    London
    W1F 9HR
    UNITED KINGDOM
    Phone
    +4402031482330
  • Complaints Contact

    First Floor
    Grafton House
    2/3 Golden Square
    London
    W1F 9HR
    UNITED KINGDOM
    Phone
    +4402031482330

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrea French

    IRN AXF01160

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 20 Jul 2021)
    • SMF16 Compliance Oversight (since 20 Jul 2021)
    • SMF27 Partner (since 20 Jul 2021)
  • Hakan Sofuoglu

    IRN HXS01112

    • [FCA CF] Client dealing (since 29 Jul 2021)
    • SMF27 Partner (since 20 Jul 2021)
  • Haocheng Pan

    IRN HXP01508

    • [FCA CF] Client dealing (since 2 Aug 2021)
  • Mark Csomos

    IRN MXC03463

    • [FCA CF] Client dealing (since 30 Jan 2026)
  • Oliver Penn

    IRN OXP01041

    • [FCA CF] Client dealing (since 9 Mar 2022)
  • Pratyancha Pardeshi

    IRN PXP01655

    • [FCA CF] Client dealing (since 14 Nov 2023)
  • Robert George Newman

    IRN RGN01022

    • [FCA CF] Client dealing (since 29 Jul 2021)
    • SMF27 Partner (since 20 Jul 2021)
  • Shamil Gokani

    IRN SXG00987

    • [FCA CF] Client dealing (since 2 Mar 2026)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.